Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 85 50 21.45 5,474,518
Mutual Fund 14 13 5.21 1,330,705
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 37 16.55 6.91 1,762,230
Sellers 27 -2.09 0.87 -222,641
Net -- 14.46 6.04 1,539,589
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 35 15.17 3,871,158
Top 20 Inst. 42.21 18.28 4,664,119
Top 50 Inst. 48.84 21.04 5,369,845
Total Inst. 48.84 21.04 5,369,845
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 6 13 5.73 1,462,514
CoreGrowth 10 3 1.41 360,338
Growth 4 1 0.46 118,359
IncomeValue 1 1 0.40 102,655
Yield 2 1 0.46 116,462
BrokerDealer 12 4 1.53 390,124
GARP 6 1 0.40 101,671
HedgeFund 8 5 1.98 504,427
CoreValue 8 4 1.52 386,919
DeepValue 2 1 0.34 85,778
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 1,195,794 4.69 31,000 11/14/2016
Invesco PowerShares Capital Management LLC 767,363 3.01 760,613 12/31/2016
UBS Financial Services, Inc. 509,917 2.00 72,646 12/31/2016
Two Sigma Investments, LP 393,928 1.54 298,021 12/31/2016
Marcotte (Robert L) 322,279 1.26 24,980 03/09/2017
LPL Financial LLC 154,371 0.60 -1,201 12/31/2016
BlackRock Asset Management Ireland Limited 147,138 0.58 35,475 12/31/2016
Van Eck Associates Corporation 143,681 0.56 35,594 12/31/2016
Morgan Stanley Wealth Management 119,382 0.47 18,680 12/31/2016
Raymond James & Associates, Inc. 117,305 0.46 104,249 12/31/2016
United Capital Financial Advisers, LLC 102,655 0.40 -95,500 12/31/2016
Advisors Asset Management, Inc. 99,660 0.39 46,356 12/31/2016
BlackRock Advisors (UK) Limited 85,260 0.33 -632 01/31/2016
Norges Bank Investment Management (NBIM) 83,576 0.33 -829 12/31/2016
Dynamic Technology Lab Pte Ltd. 83,132 0.33 83,132 12/31/2016
Boston Partners 82,735 0.32 2,128 12/31/2016
JPMorgan Private Bank (United States) 79,500 0.31 79,500 12/31/2016
Nuveen Asset Management, LLC 60,849 0.24 -8,421 12/31/2016
DNB Asset Management AS 60,001 0.24 14,300 03/31/2017
KCG Americas LLC 55,593 0.22 26,900 12/31/2016
Prospera Financial Services 54,000 0.21 4,800 03/31/2017
Legal & General Investment Management Ltd. 50,397 0.20 0 12/31/2016
Davenport Asset Management 39,050 0.15 -250 03/31/2017
California Public Employees' Retirement System 37,300 0.15 0 12/31/2016
Millennium Management LLC 36,670 0.14 16,370 12/31/2016
Cornerstone Wealth Management, LLC 36,483 0.14 -1,498 12/31/2016
Goldman Sachs & Company, Inc. 36,003 0.14 4,513 12/31/2016
D. E. Shaw & Co., L.P. 33,176 0.13 33,176 12/31/2016
Morgan Stanley & Co. LLC 32,597 0.13 32,012 12/31/2016
Atlantic Trust Private Wealth Management 32,100 0.13 -400 12/31/2016
Bard Associates Inc. 27,350 0.11 -1,500 12/31/2016
Morgan Stanley Investment Management Inc. (US) 25,376 0.10 -16,492 12/31/2016
Janney Montgomery Scott LLC 24,970 0.10 0 03/31/2017
Koshinski Asset Management, Inc 24,678 0.10 2,807 03/31/2017
Stifel Nicolaus Investment Advisors 22,017 0.09 -10,000 12/31/2016
City National Rochdale, LLC 16,802 0.07 0 12/31/2016
Acrospire Investment Management LLC 15,720 0.06 12,405 12/31/2016
Airain Ltd 15,312 0.06 15,312 12/31/2016
Winslow, Evans & Crocker, Inc. 15,300 0.06 9,200 03/31/2017
Hillsdale Investment Management Inc. 13,800 0.05 13,800 12/31/2016
Susquehanna Financial Group, LLLP 13,600 0.05 13,600 12/31/2016
First Foundation Advisors 12,701 0.05 0 12/31/2016
WFG Advisors LP 12,458 0.05 -1,922 12/31/2016
Sequoia Financial Advisors, LLC 12,399 0.05 1,800 12/31/2016
Metropolitan Life Insurance Co. (US) 12,277 0.05 -309 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 11,931 0.05 10,600 12/31/2016
TCI Wealth Advisors, Inc. 11,371 0.04 -4,579 12/31/2016
CUE Financial Group, Inc. 10,300 0.04 10,300 12/31/2016
Citi Investment Research (US) 9,988 0.04 -2,025 12/31/2016
Blackstone Alternative Investment Advisors LLC 9,600 0.04 0 09/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Capital Corporation does not maintain or provide information directly to this service.

NASDAQ: GLAD
9.88
+ 0.04 (0.41%)
11:33 AM ET on Apr 28, 2017
Delayed at least 20 minutes.