Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 89 52 21.30 5,673,711
Mutual Fund 13 5 2.19 584,271
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 40 9.46 3.82 1,017,752
Sellers 31 -9.00 3.67 -976,153
Net -- 0.45 0.15 41,599
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 32 13.28 3,536,213
Top 20 Inst. 42.20 17.39 4,630,747
Top 50 Inst. 50.69 20.84 5,550,473
Total Inst. 50.69 20.84 5,550,473
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 4 3 1.27 337,938
CoreGrowth 16 5 1.96 521,702
Growth 4 2 0.77 205,048
IncomeValue 3 4 1.46 389,650
Yield 2 2 0.76 203,314
BrokerDealer 11 6 2.30 611,465
GARP 4 0 0.14 38,115
HedgeFund 9 7 2.85 760,158
Specialty 1 0 0.00 833
CoreValue 9 3 1.21 322,372
DeepValue 1 1 0.31 81,515
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 1,169,719 4.39 1,000 02/08/2018
UBS Financial Services, Inc. 371,517 1.39 -38,276 12/31/2017
Marcotte (Robert L) 353,879 1.33 11,400 02/08/2018
Two Sigma Investments, LP 336,452 1.26 155,451 12/31/2017
Karpus Investment Management 274,050 1.03 274,050 09/30/2017
BMO Capital Markets (US) 245,000 0.92 33,000 12/31/2017
Arrowstreet Capital, Limited Partnership 212,735 0.80 176,188 12/31/2017
Van Eck Associates Corporation 205,924 0.77 7,347 12/31/2017
Advisors Asset Management, Inc. 194,012 0.73 20,524 12/31/2017
LPL Financial LLC 172,925 0.65 39,816 12/31/2017
BlackRock Asset Management Ireland Limited 158,482 0.60 13,888 12/31/2017
Morgan Stanley Wealth Management 150,764 0.57 1,700 12/31/2017
McKinley Capital Management, LLC 136,864 0.51 10,724 12/31/2017
Raymond James & Associates, Inc. 123,181 0.46 5,029 12/31/2017
Goldman Sachs & Company, Inc. 106,388 0.40 85,672 12/31/2017
GSA Capital Partners LLP 88,827 0.33 -246 12/31/2017
Norges Bank Investment Management (NBIM) 83,576 0.31 0 12/31/2016
United Capital Financial Advisers, LLC 82,500 0.31 0 12/31/2017
Legal & General Investment Management Ltd. 82,437 0.31 6,893 12/31/2017
Boston Partners 81,515 0.31 -2,267 12/31/2017
JPMorgan Private Bank (United States) 79,500 0.30 0 12/31/2017
Nuveen Asset Management, LLC 77,169 0.29 -7,069 12/31/2017
DNB Asset Management AS 56,201 0.21 0 12/31/2017
Hightower Advisors, LLC 54,449 0.20 -5,189 12/31/2017
D. E. Shaw & Co., L.P. 53,384 0.20 27,204 12/31/2017
Macquarie Funds Management Hong Kong Ltd. 52,604 0.20 43,305 12/31/2017
Prospera Financial Services 51,975 0.20 -150 12/31/2017
Marshall Wace LLP 46,738 0.18 46,738 12/31/2017
Janney Montgomery Scott LLC 43,118 0.16 -431 12/31/2017
California Public Employees' Retirement System 37,300 0.14 0 12/31/2017
D.A. Davidson & Co. 36,456 0.14 14,185 12/31/2017
Bank of Oklahoma, N.A. 33,100 0.12 0 12/31/2017
Bard Associates Inc. 29,350 0.11 0 12/31/2017
Davenport Asset Management 28,550 0.11 -2,300 12/31/2017
Cornerstone Wealth Management, LLC 25,054 0.09 0 12/31/2017
RBC Capital Markets Wealth Management 18,275 0.07 361 12/31/2017
Bank of America Merrill Lynch (US) 18,193 0.07 11,752 12/31/2017
Bank of America Corporation 18,193 0.07 18,193 12/31/2017
FCI Advisors 16,450 0.06 0 12/31/2017
The London Company 15,750 0.06 0 12/31/2017
First Financial Equity Corporation 14,884 0.06 14,884 03/31/2017
Commonwealth Financial Network 14,246 0.05 817 12/31/2017
HL Financial Services LLC 14,177 0.05 1 12/31/2017
Wilkinson (Walter H Jr) 13,517 0.05 6,759 11/27/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 13,143 0.05 1,212 12/31/2017
Metropolitan Life Insurance Co. (US) 12,277 0.05 -309 12/31/2016
WFG Advisors LP 11,980 0.04 -805 06/30/2017
Eagle Global Advisors, LLC 11,680 0.04 0 12/31/2017
Advisor Group, Inc 11,160 0.04 6,815 12/31/2017
Susquehanna Financial Group, LLLP 10,853 0.04 -10,948 12/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Capital Corporation does not maintain or provide information directly to this service.

NASDAQ: GLAD
8.87
+ 0.02 (0.23%)
4:00 PM ET on Feb 16, 2018
Delayed at least 20 minutes.