Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 89 55 22.43 5,858,817
Mutual Fund 15 12 5.18 1,351,557
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 38 8.70 3.43 895,293
Sellers 30 -4.97 1.94 -505,708
Net -- 3.74 1.49 389,585
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 37 15.15 3,956,136
Top 20 Inst. 46.56 19.13 4,995,744
Top 50 Inst. 53.85 22.00 5,746,360
Total Inst. 53.85 22.00 5,746,360
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 6 11 4.53 1,184,318
CoreGrowth 16 4 1.73 451,433
Growth 3 2 0.73 190,234
IncomeValue 2 3 1.38 360,550
Yield 2 2 0.69 181,004
BrokerDealer 12 5 1.86 485,089
GARP 3 0 0.15 38,412
HedgeFund 8 3 1.36 354,756
VCPrivateEquity 1 0 0.05 11,840
CoreValue 7 3 1.09 283,713
DeepValue 2 1 0.34 87,968
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 1,195,794 4.58 31,000 11/14/2016
Invesco PowerShares Capital Management LLC 766,415 2.93 -669 06/30/2017
UBS Financial Services, Inc. 396,192 1.52 -216,330 06/30/2017
Marcotte (Robert L) 326,279 1.25 4,000 08/31/2017
Karpus Investment Management 274,050 1.05 274,050 09/30/2017
Two Sigma Investments, LP 243,428 0.93 -91,404 06/30/2017
Van Eck Associates Corporation 221,397 0.85 26,262 06/30/2017
BMO Capital Markets (US) 198,000 0.76 198,000 06/30/2017
Advisors Asset Management, Inc. 171,702 0.66 11,189 06/30/2017
BlackRock Asset Management Ireland Limited 162,879 0.62 -31,897 06/30/2017
LPL Financial LLC 157,834 0.60 -11,534 06/30/2017
Morgan Stanley Wealth Management 130,351 0.50 -7,883 06/30/2017
McKinley Capital Management, LLC 122,053 0.47 122,053 06/30/2017
Raymond James & Associates, Inc. 118,991 0.46 230 06/30/2017
Nuveen Asset Management, LLC 90,888 0.35 12,655 06/30/2017
United Capital Financial Advisers, LLC 86,500 0.33 -10,155 06/30/2017
BlackRock Advisors (UK) Limited 85,260 0.33 -632 01/31/2016
Boston Partners 84,655 0.32 225 06/30/2017
Norges Bank Investment Management (NBIM) 83,576 0.32 0 12/31/2016
JPMorgan Private Bank (United States) 79,500 0.30 0 06/30/2017
Legal & General Investment Management Ltd. 61,669 0.24 2,634 06/30/2017
DNB Asset Management AS 56,201 0.22 0 09/30/2017
Arrowstreet Capital, Limited Partnership 55,147 0.21 55,147 06/30/2017
Prospera Financial Services 52,125 0.20 -1,500 09/30/2017
Goldman Sachs & Company, Inc. 42,253 0.16 42,253 06/30/2017
California Public Employees' Retirement System 37,300 0.14 0 06/30/2017
Morgan Stanley & Co. LLC 36,956 0.14 17,356 06/30/2017
Davenport Asset Management 30,850 0.12 -2,150 09/30/2017
GSA Capital Partners LLP 30,400 0.12 30,400 06/30/2017
Bard Associates Inc. 29,350 0.11 0 06/30/2017
Cornerstone Wealth Management, LLC 27,500 0.11 -8,233 06/30/2017
Susquehanna Financial Group, LLLP 26,000 0.10 -9,157 06/30/2017
Janney Montgomery Scott LLC 25,840 0.10 870 06/30/2017
Koshinski Asset Management, Inc 25,821 0.10 177 09/30/2017
Winslow, Evans & Crocker, Inc. 21,300 0.08 6,000 06/30/2017
HL Financial Services LLC 19,176 0.07 8,000 06/30/2017
FCI Advisors 16,450 0.06 16,450 06/30/2017
The London Company 15,750 0.06 15,750 06/30/2017
First Financial Equity Corporation 14,884 0.06 14,884 03/31/2017
Eagle Global Advisors, LLC 14,880 0.06 400 06/30/2017
Metropolitan Life Insurance Co. (US) 12,277 0.05 -309 12/31/2016
WFG Advisors LP 11,980 0.05 -805 06/30/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 11,931 0.05 0 06/30/2017
Prospect Capital Management L.P. 11,840 0.05 6,881 06/30/2017
CIBC World Markets Inc. 11,592 0.04 11,592 06/30/2017
Commonwealth Financial Network 11,322 0.04 11,322 06/30/2017
RBC Capital Markets Wealth Management 10,620 0.04 57 06/30/2017
CUE Financial Group, Inc. 10,300 0.04 0 06/30/2017
Blackstone Alternative Investment Advisors LLC 9,600 0.04 0 09/30/2016
City National Rochdale, LLC 9,302 0.04 -2,500 06/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Capital Corporation does not maintain or provide information directly to this service.

NASDAQ: GLAD
9.73
+ 0.05 (0.52%)
4:00 PM ET on Oct 17, 2017
Delayed at least 20 minutes.