Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 89 55 22.33 5,947,418
Mutual Fund 14 13 5.02 1,338,075
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 32 6.10 2.41 642,249
Sellers 40 -3.49 1.37 -364,595
Net -- 2.61 1.04 277,654
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 36 14.66 3,905,058
Top 20 Inst. 45.20 18.53 4,935,482
Top 50 Inst. 53.38 21.76 5,795,894
Total Inst. 53.38 21.76 5,795,894
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 6 11 4.45 1,185,970
CoreGrowth 16 5 1.89 504,621
Growth 3 2 0.73 194,321
IncomeValue 3 4 1.46 389,650
Yield 2 2 0.69 182,790
BrokerDealer 11 5 1.83 486,616
GARP 3 0 0.15 39,999
HedgeFund 10 4 1.45 386,584
CoreValue 7 3 1.04 276,257
DeepValue 1 1 0.31 83,782
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 1,195,794 4.49 31,000 11/14/2016
Invesco PowerShares Capital Management LLC 777,012 2.92 10,597 09/30/2017
UBS Financial Services, Inc. 409,793 1.54 13,601 09/30/2017
Marcotte (Robert L) 334,279 1.26 8,000 11/29/2017
Karpus Investment Management 274,050 1.03 274,050 09/30/2017
BMO Capital Markets (US) 212,000 0.80 14,000 09/30/2017
Van Eck Associates Corporation 198,577 0.75 -22,820 09/30/2017
Two Sigma Investments, LP 181,001 0.68 -62,427 09/30/2017
Advisors Asset Management, Inc. 173,488 0.65 1,786 09/30/2017
Morgan Stanley Wealth Management 149,064 0.56 18,713 09/30/2017
BlackRock Asset Management Ireland Limited 144,594 0.54 -18,285 09/30/2017
LPL Financial LLC 133,109 0.50 -24,725 09/30/2017
McKinley Capital Management, LLC 126,140 0.47 4,087 09/30/2017
Raymond James & Associates, Inc. 118,152 0.44 -839 09/30/2017
GSA Capital Partners LLP 89,073 0.33 58,673 09/30/2017
BlackRock Advisors (UK) Limited 85,260 0.32 -632 01/31/2016
Nuveen Asset Management, LLC 84,238 0.32 -6,650 09/30/2017
Boston Partners 83,782 0.31 -873 09/30/2017
Norges Bank Investment Management (NBIM) 83,576 0.31 0 12/31/2016
United Capital Financial Advisers, LLC 82,500 0.31 -4,000 09/30/2017
JPMorgan Private Bank (United States) 79,500 0.30 0 09/30/2017
Legal & General Investment Management Ltd. 75,544 0.28 13,875 09/30/2017
Hightower Advisors, LLC 59,638 0.22 59,638 09/30/2017
DNB Asset Management AS 56,201 0.21 0 09/30/2017
Prospera Financial Services 52,125 0.20 -1,500 09/30/2017
Janney Montgomery Scott LLC 43,549 0.16 17,709 09/30/2017
California Public Employees' Retirement System 37,300 0.14 0 09/30/2017
Arrowstreet Capital, Limited Partnership 36,547 0.14 -18,600 09/30/2017
Bank of Oklahoma, N.A. 33,100 0.12 33,100 09/30/2017
Davenport Asset Management 30,850 0.12 -2,150 09/30/2017
Bard Associates Inc. 29,350 0.11 0 09/30/2017
D. E. Shaw & Co., L.P. 26,180 0.10 26,180 09/30/2017
Koshinski Asset Management, Inc 25,821 0.10 177 09/30/2017
Cornerstone Wealth Management, LLC 25,054 0.09 -2,446 09/30/2017
D.A. Davidson & Co. 22,271 0.08 13,104 09/30/2017
Susquehanna Financial Group, LLLP 21,801 0.08 -4,199 09/30/2017
Goldman Sachs & Company, Inc. 20,716 0.08 -21,537 09/30/2017
RBC Capital Markets Wealth Management 17,914 0.07 7,294 09/30/2017
FCI Advisors 16,450 0.06 0 09/30/2017
OxFORD Asset Management 16,008 0.06 16,008 09/30/2017
The London Company 15,750 0.06 0 09/30/2017
Citadel LLC 15,495 0.06 15,495 09/30/2017
First Financial Equity Corporation 14,884 0.06 14,884 03/31/2017
HL Financial Services LLC 14,176 0.05 -5,000 09/30/2017
Commonwealth Financial Network 13,428 0.05 2,106 09/30/2017
Wilkinson (Walter H Jr) 12,892 0.05 6,134 11/27/2017
Metropolitan Life Insurance Co. (US) 12,277 0.05 -309 12/31/2016
WFG Advisors LP 11,980 0.04 -805 06/30/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 11,931 0.04 0 09/30/2017
Eagle Global Advisors, LLC 11,680 0.04 -3,200 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Capital Corporation does not maintain or provide information directly to this service.

NASDAQ: GLAD
9.76
+ 0.02 (0.21%)
10:39 AM ET on Dec 12, 2017
Delayed at least 20 minutes.