Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 81 50 21.49 5,484,495
Mutual Fund 14 13 5.29 1,349,967
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 35 4.45 1.84 469,573
Sellers 36 -4.56 1.88 -480,627
Net -- -0.10 0.04 -11,054
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 37 16.03 4,090,537
Top 20 Inst. 44.65 19.16 4,889,988
Top 50 Inst. 49.55 21.20 5,409,065
Total Inst. 49.55 21.20 5,409,065
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 6 11 4.53 1,156,091
CoreGrowth 13 4 1.78 454,584
Growth 2 1 0.29 72,786
IncomeValue 1 1 0.38 96,655
Yield 2 2 0.68 172,315
BrokerDealer 12 3 1.03 263,325
GARP 4 1 0.25 64,750
HedgeFund 6 4 1.46 373,478
CoreValue 6 2 1.00 254,781
DeepValue 2 1 0.34 87,473
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 1,195,794 4.69 31,000 11/14/2016
Invesco PowerShares Capital Management LLC 767,084 3.01 -279 03/31/2017
UBS Financial Services, Inc. 612,522 2.40 102,605 03/31/2017
Two Sigma Investments, LP 334,832 1.31 -59,096 03/31/2017
Marcotte (Robert L) 322,279 1.26 24,980 03/09/2017
Van Eck Associates Corporation 195,135 0.76 51,454 03/31/2017
BlackRock Asset Management Ireland Limited 194,776 0.76 47,638 03/31/2017
LPL Financial LLC 169,368 0.66 14,997 03/31/2017
Advisors Asset Management, Inc. 160,513 0.63 60,853 03/31/2017
Morgan Stanley Wealth Management 138,234 0.54 18,852 03/31/2017
Raymond James & Associates, Inc. 118,761 0.47 1,456 03/31/2017
United Capital Financial Advisers, LLC 96,655 0.38 -6,000 03/31/2017
BlackRock Advisors (UK) Limited 85,260 0.33 -632 01/31/2016
Boston Partners 84,430 0.33 1,695 03/31/2017
Norges Bank Investment Management (NBIM) 83,576 0.33 -829 12/31/2016
JPMorgan Private Bank (United States) 79,500 0.31 0 03/31/2017
Nuveen Asset Management, LLC 78,233 0.31 17,384 03/31/2017
DNB Asset Management AS 60,001 0.24 14,300 03/31/2017
Legal & General Investment Management Ltd. 59,035 0.23 8,638 03/31/2017
Prospera Financial Services 54,000 0.21 4,800 03/31/2017
Davenport Asset Management 39,050 0.15 -250 03/31/2017
California Public Employees' Retirement System 37,300 0.15 0 03/31/2017
Cornerstone Wealth Management, LLC 35,733 0.14 -750 03/31/2017
Susquehanna Financial Group, LLLP 35,157 0.14 21,557 03/31/2017
KCG Americas LLC 29,724 0.12 -25,869 03/31/2017
Bard Associates Inc. 29,350 0.12 2,000 03/31/2017
Janney Montgomery Scott LLC 24,970 0.10 0 03/31/2017
Koshinski Asset Management, Inc 24,678 0.10 2,807 03/31/2017
Morgan Stanley & Co. LLC 19,600 0.08 -12,997 03/31/2017
Winslow, Evans & Crocker, Inc. 15,300 0.06 9,200 03/31/2017
First Financial Equity Corporation 14,884 0.06 14,884 03/31/2017
Eqis Capital Management, Inc. 14,848 0.06 14,848 03/31/2017
Eagle Global Advisors, LLC 14,480 0.06 14,480 03/31/2017
WFG Advisors LP 12,785 0.05 327 03/31/2017
First Foundation Advisors 12,701 0.05 0 03/31/2017
Morgan Stanley Investment Management Inc. (US) 12,424 0.05 -12,952 03/31/2017
Metropolitan Life Insurance Co. (US) 12,277 0.05 -309 12/31/2016
Sequoia Financial Advisors, LLC 12,068 0.05 -331 03/31/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 11,931 0.05 0 03/31/2017
City National Rochdale, LLC 11,802 0.05 -5,000 03/31/2017
Citadel LLC 11,466 0.04 11,466 03/31/2017
Citi Investment Research (US) 11,263 0.04 1,275 03/31/2017
HL Financial Services LLC 11,176 0.04 11,176 03/31/2017
RBC Capital Markets Wealth Management 10,563 0.04 1,559 03/31/2017
CUE Financial Group, Inc. 10,300 0.04 0 03/31/2017
TCI Wealth Advisors, Inc. 10,088 0.04 -1,283 03/31/2017
Blackstone Alternative Investment Advisors LLC 9,600 0.04 0 09/30/2016
Independent Financial Partners 8,000 0.03 0 03/31/2017
Adelgren (Paul W) 7,893 0.03 836 11/14/2016
Guggenheim Investments 7,666 0.03 3,639 03/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Capital Corporation does not maintain or provide information directly to this service.

NASDAQ: GLAD
9.82
+ 0.02 (0.20%)
4:00 PM ET on Jun 23, 2017
Delayed at least 20 minutes.