Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 86 45.73 18.38 5,110,839
Mutual Fund 11 4.15 1.61 448,798
Insider 5 14.54 5.79 1,610,664

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 36 5.19 2.02 562,392
Sellers 38 -5.60 2.26 -628,267
Net -- -0.41 0.24 -65,875

Concentration

Value ($MM) % O/S Shares
Total Inst. 45.73 18.38 5,110,839
Top 10 Inst. 30.39 12.28 3,413,636
Top 20 Inst. 38.60 15.55 4,323,151
Top 50 Inst. 45.04 18.11 5,035,167

Style

Holders Value ($MM) % Inst Shares Shares
Growth 16 5.88 2.35 652,460
Core Growth 13 3.86 1.54 429,219
Growth 3 2.02 0.80 223,241
Income 6 5.75 2.28 633,117
Income Value 4 3.81 1.47 408,050
Yield 2 1.94 0.81 225,067
Index 4 3.24 1.29 359,323
Other 24 11.25 4.50 1,250,967
Broker Dealer 10 4.06 1.62 450,572
GARP 3 2.15 0.86 239,229
Hedge Fund 10 5.03 2.02 560,333
Specialty 1 0.01 -- 833
Value 9 2.58 1.02 283,443
Core Value 8 1.99 0.78 217,367
Deep Value 1 0.59 0.24 66,076

Location: Global Region

Holders % O/S Shares Share Change
North America 67 11.19 3,111,869 442,988
Europe 10 1.55 431,517 -150,505
Asia 1 0.01 3,504 -67,000

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,169,719 4.21 1,000 2/8/18
Marcotte (Robert L) 363,879 1.31 10,000 5/8/18
Two Sigma Investments, LP 288,462 1.04 -27,768 6/30/18
UBS Financial Services, Inc. 283,223 1.02 18,958 6/30/18
Karpus Investment Management 274,050 0.99 274,050 9/30/17
BMO Capital Markets (US) 245,000 0.88 -- 6/30/18
Advisors Asset Management, Inc. 215,765 0.78 21,753 3/31/18
LPL Financial LLC 210,758 0.76 13,572 6/30/18
Van Eck Associates Corporation 202,100 0.73 5,304 6/30/18
Morgan Stanley Wealth Management 160,680 0.58 -645 6/30/18

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 206,455 0.74 3,859 7/31/18
iShares Listed Private Equity UCITS ETF 124,076 0.45 12,108 7/31/18
DNB Private Equity 62,001 0.22 5,800 6/30/18
Boston Partners Small Cap Value II Fund 33,694 0.12 865 6/30/18
Invesco Wilshire Micro-Cap ETF 7,933 0.03 1,275 6/30/18
Blackstone Alternative Multi-Strategy Fund 6,600 0.02 200 3/31/18
Esperia Funds SICAV Private Equity Strategies C 5,000 0.02 -- 6/30/18
Consultinvest Alto Dividendo 2,000 0.01 -- 3/31/18
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 6/30/18
GraniteShares HIPS US High Income ETF 234 -- -26 6/30/18

* Insider values reflect direct beneficial ownership.

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