Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 88 46.68 18.73 5,207,207
Mutual Fund 11 4.38 1.64 456,268
Insider 5 13.43 5.12 1,423,405

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 38 5.87 2.29 636,557
Sellers 37 -5.60 2.26 -628,241
Net -- 0.27 0.03 8,316

Concentration

Value ($MM) % O/S Shares
Total Inst. 46.68 18.73 5,207,207
Top 10 Inst. 31.30 12.61 3,506,083
Top 20 Inst. 39.52 15.88 4,415,598
Top 50 Inst. 45.96 18.44 5,127,614

Style

Holders Value ($MM) % Inst Shares Shares
Growth 16 5.88 2.35 652,460
Core Growth 13 3.86 1.54 429,219
Growth 3 2.02 0.80 223,241
Income 6 6.67 2.61 725,564
Income Value 4 3.81 1.47 408,050
Yield 2 2.86 1.14 317,514
Index 4 3.24 1.29 359,323
Other 25 11.26 4.50 1,251,719
Broker Dealer 10 4.06 1.62 450,572
GARP 4 2.16 0.86 239,981
Hedge Fund 10 5.03 2.02 560,333
Specialty 1 0.01 -- 833
Value 9 2.59 1.02 283,443
Core Value 8 1.99 0.78 217,367
Deep Value 1 0.59 0.24 66,076

Location: Global Region

Holders % O/S Shares Share Change
North America 69 11.54 3,208,237 517,179
Europe 10 1.55 431,517 -150,505
Asia 1 0.01 3,504 -67,000

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,169,719 4.21 1,000 2/8/18
Marcotte (Robert L) 363,879 1.31 10,000 5/8/18
Advisors Asset Management, Inc. 308,212 1.11 92,447 6/30/18
Two Sigma Investments, LP 288,462 1.04 -27,768 6/30/18
UBS Financial Services, Inc. 283,223 1.02 18,958 6/30/18
Karpus Investment Management 274,050 0.99 274,050 9/30/17
BMO Capital Markets (US) 245,000 0.88 -- 6/30/18
LPL Financial LLC 210,758 0.76 13,572 6/30/18
Van Eck Associates Corporation 202,100 0.73 5,304 6/30/18
Morgan Stanley Wealth Management 160,680 0.58 -645 6/30/18

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 211,687 0.76 9,091 8/31/18
iShares Listed Private Equity UCITS ETF 126,609 0.46 14,641 8/31/18
DNB Private Equity 62,001 0.22 -- 7/31/18
Boston Partners Small Cap Value II Fund 33,694 0.12 865 6/30/18
Invesco Wilshire Micro-Cap ETF 6,890 0.02 -1,043 8/31/18
Blackstone Alternative Multi-Strategy Fund 6,600 0.02 200 3/31/18
Esperia Funds SICAV Private Equity Strategies C 5,000 0.02 -- 7/31/18
Consultinvest Alto Dividendo 2,000 0.01 -- 3/31/18
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 8/31/18
PineBridge Dynamic Asset Allocation Fund 752 -- 752 7/31/18

* Insider values reflect direct beneficial ownership.

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