Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 74 24.23 13.39 4,174,754
Mutual Fund 9 0.65 0.31 95,269
Insider 9 15.14 5.38 1,644,762

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 43 4.10 2.20 685,345
Sellers 41 -8.37 4.03 -1,255,953
Net -4.27 1.83 -570,608

Concentration

Value ($MM) % O/S Shares
Total Inst. 39.52 18.84 5,839,516
Top 10 Inst. 26.56 11.99 3,706,234
Top 20 Inst. 33.31 15.74 4,876,216
Top 50 Inst. 38.79 18.49 5,731,243

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 10 1.99 1.10 341,752
Growth 2 1.03 0.59 183,082
Income 5 2.87 1.64 510,986
Income Value 3 1.53 0.87 271,823
Yield 2 1.34 0.77 239,163
Index 5 5.27 2.91 907,805
Other 22 7.38 3.93 1,224,388
Broker Dealer 10 1.74 0.88 273,585
GARP 4 1.20 0.68 212,898
Hedge Fund 7 3.88 2.05 637,979
Specialty -- --
Sector Specific 1 0.56 0.32 99,926
Value 8 0.58 0.33 103,277
Core Value 7 0.58 0.33 102,277
Deep Value 1 0.01 -- 1,000

Location: Global Region

Holders % O/S Shares Share Value
North America 75 16.97 5,254,834 36,015,019
Europe 6 1.76 550,064 3,263,249
Asia / Pacific 2 0.05 14,618 86,703

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,196,124 3.94 -- 11/18/19
Arrowstreet Capital, Limited Partnership 471,167 1.51 -140,837 3/31/20
Marcotte (Robert L) 405,879 1.30 10,000 3/12/20
Van Eck Associates Corporation 381,796 1.22 24,668 3/31/20
Virtus Etf Advisers LLC 282,654 0.91 -57,904 3/31/20
Morgan Stanley Smith Barney LLC 220,364 0.71 56,757 3/31/20
Advisors Asset Management, Inc. 203,078 0.65 -24,364 3/31/20
LPL Financial LLC 188,440 0.60 20,140 3/31/20
Novare Capital Management 188,290 0.60 36,500 3/31/20
Legal & General Investment Management Ltd. 168,442 0.54 4,868 3/31/20

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 375,171 1.20 -3,562 4/30/20
Virtus Private Credit Strategy ETF 269,684 0.86 -12,970 4/30/20
iShares Listed Private Equity UCITS ETF 150,780 0.48 -6,507 4/30/20
DNB Private Equity 52,500 0.17 -- 4/30/20
Esperia Funds SICAV - Duemme Private Eq Strategies 40,000 0.13 20,000 4/30/20
ALPS Barron's 400 ETF 34,282 0.11 -1,803 4/30/20
Invesco Wilshire Micro-Cap ETF 6,045 0.02 -863 1/31/19
Nikko Index Mother Fund BDC 1,569 0.01 657 11/20/18
Blackstone Alternative Multi-Strategy Fund 1,200 -- -4,400 12/31/19
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 3/31/20

* Insider values reflect direct beneficial ownership.

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