Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 79 40.76 18.56 5,289,634
Mutual Fund 10 4.47 1.77 505,686
Insider 5 13.43 4.99 1,423,405

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 34 6.47 2.81 802,327
Sellers 45 -3.71 1.66 -474,379
Net -- 2.76 1.15 327,948

Concentration

Value ($MM) % O/S Shares
Total Inst. 40.76 18.56 5,289,634
Top 10 Inst. 27.50 12.22 3,484,227
Top 20 Inst. 34.98 15.82 4,509,568
Top 50 Inst. 40.36 18.37 5,236,406

Style

Holders Value ($MM) % Inst Shares Shares
Growth 11 4.01 1.93 549,669
Core Growth 9 2.58 1.24 354,091
Growth 2 1.43 0.69 195,578
Income 7 6.63 2.90 825,214
Income Value 5 4.31 1.78 507,310
Yield 2 2.32 1.12 317,904
Index 4 3.03 1.46 415,378
Other 27 9.19 4.41 1,257,936
Broker Dealer 11 3.27 1.57 447,656
GARP 6 1.15 0.55 157,111
Hedge Fund 9 4.09 1.96 559,611
Sector Specific 1 0.68 0.33 93,558
Value 9 1.36 0.64 181,128
Core Value 7 0.87 0.40 113,990
Deep Value 2 0.49 0.24 67,138

Location: Global Region

Holders % O/S Shares Share Change
North America 63 11.71 3,337,286 481,266
Europe 8 1.18 337,122 41,079

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,196,124 4.20 26,405 11/13/18
Marcotte (Robert L) 385,879 1.35 22,000 12/7/18
Advisors Asset Management, Inc. 308,602 1.08 -66,874 12/31/18
Karpus Investment Management 274,050 0.96 274,050 9/30/17
BMO Capital Markets (US) 260,000 0.91 -- 12/31/18
UBS Financial Services, Inc. 244,269 0.86 -29,461 12/31/18
Van Eck Associates Corporation 229,636 0.81 -200 12/31/18
Two Sigma Investments, LP 226,229 0.79 -75,733 12/31/18
Arrowstreet Capital, Limited Partnership 218,561 0.77 62,941 12/31/18
McKinley Capital Management, LLC 140,877 0.49 -8,780 12/31/18

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 230,756 0.81 1,120 2/28/19
iShares Listed Private Equity UCITS ETF 116,558 0.41 -2,432 2/28/19
DNB Private Equity 54,701 0.19 -- 1/31/19
Summit Global Investments Small Cap Low Vol 44,531 0.16 44,531 12/31/18
Boston Partners Small Cap Value II Fund 33,694 0.12 865 6/30/18
Esperia Funds SICAV Private Equity Strategies C 10,000 0.04 -- 1/31/19
Blackstone Alternative Multi-Strategy Fund 6,600 0.02 200 3/31/18
Invesco Wilshire Micro-Cap ETF 6,045 0.02 -863 1/31/19
Consultinvest Alto Dividendo 2,000 0.01 -- 12/31/18
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 1/31/19

* Insider values reflect direct beneficial ownership.

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