Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 69 29.51 12.80 3,993,161
Mutual Fund 8 0.91 0.38 118,044
Insider 9 15.14 5.27 1,644,762

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 33 2.64 1.17 364,198
Sellers 49 -6.37 2.94 -917,046
Net -3.74 1.77 -552,848

Concentration

Value ($MM) % O/S Shares
Total Inst. 44.64 18.07 5,637,923
Top 10 Inst. 30.21 11.90 3,711,616
Top 20 Inst. 37.77 15.14 4,721,598
Top 50 Inst. 44.15 17.86 5,571,221

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 8 3.02 1.31 408,541
Growth 2 1.12 0.49 153,470
Income 6 3.83 1.68 524,383
Income Value 3 2.19 0.96 299,073
Yield 3 1.65 0.72 225,310
Index 6 7.76 3.38 1,053,517
Other 20 9.72 4.18 1,305,007
Broker Dealer 11 2.82 1.24 385,356
GARP 2 1.55 0.68 212,385
Hedge Fund 6 4.59 1.93 603,288
Specialty -- --
Sector Specific 1 0.76 0.33 103,978
Value 7 0.90 0.40 123,292
Core Value 6 0.89 0.39 121,292
Deep Value 1 0.01 0.01 2,000

Location: Global Region

Holders % O/S Shares Share Value
North America 72 15.89 4,955,120 39,542,281
Europe 6 2.19 682,803 5,102,391
Asia / Pacific 1 0.01 1,569 13,368

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,196,124 3.83 -- 11/18/19
Arrowstreet Capital, Limited Partnership 457,867 1.47 -13,300 6/30/20
Van Eck Associates Corporation 412,870 1.32 31,074 6/30/20
Marcotte (Robert L) 405,879 1.30 10,000 3/12/20
Morgan Stanley Smith Barney LLC 236,770 0.76 16,406 6/30/20
Novare Capital Management 222,540 0.71 34,250 6/30/20
Legal & General Investment Management Ltd. 209,405 0.67 40,963 6/30/20
Advisors Asset Management, Inc. 191,781 0.61 -11,297 6/30/20
BlackRock Advisors (UK) Limited 189,357 0.61 6,438 8/31/20
LPL Financial LLC 189,023 0.61 583 6/30/20

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 428,710 1.37 15,838 8/31/20
iShares Listed Private Equity UCITS ETF 189,357 0.61 6,438 8/31/20
DNB Private Equity 52,500 0.17 -- 7/31/20
Mediobanca SICAV - Mediobanca Private Eq Strategies 40,000 0.13 -- 6/30/20
ALPS Barron's 400 ETF 31,271 0.10 -603 8/31/20
Virtus Private Credit Strategy ETF 29,567 0.09 -3,477 8/31/20
Pictet International Cap Mgmt-Global Balance 30 20,000 0.06 20,000 12/31/19
Invesco Wilshire Micro-Cap ETF 6,045 0.02 -863 1/31/19
Master Extended Market Index Series-Quantitative Master Series LLC 5,244 0.02 -151 6/30/20
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 7/31/20

* Insider values reflect direct beneficial ownership.

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