Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 69 39.07 13.18 4,002,088
Mutual Fund 17 10.15 3.36 1,023,702
Insider 8 15.64 5.33 1,617,832

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 32 2.14 0.72 218,858
Sellers 30 -2.92 0.99 -302,275
Net -0.78 0.27 -83,417

Concentration

Value ($MM) % O/S Shares
Total Inst. 54.71 18.51 5,619,920
Top 10 Inst. 34.66 11.77 3,570,387
Top 20 Inst. 46.70 15.83 4,803,195
Top 50 Inst. 54.34 18.39 5,582,610

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 8 2.28 0.78 235,228
Growth 2 1.83 0.61 186,700
Income 5 4.81 1.63 493,173
Income Value 3 2.43 0.82 248,856
Yield 2 2.38 0.81 244,317
Index 6 7.87 2.65 803,701
Other 20 10.83 3.66 1,110,387
Broker Dealer 9 4.05 1.37 415,089
GARP 4 1.74 0.59 178,725
Hedge Fund 6 4.73 1.60 485,172
Specialty -- --
Sector Specific 1 0.31 0.10 31,401
Value 10 1.59 0.53 162,095
Core Value 8 0.92 0.31 93,464
Deep Value 2 0.67 0.23 68,631

Location: Global Region

Holders % O/S Shares Share Value
North America 69 16.77 5,088,307 49,480,466
Europe 7 1.74 530,044 5,213,555
Asia / Pacific 1 0.01 1,569 13,368

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,196,124 3.94 -- 11/18/19
Marcotte (Robert L) 385,879 1.27 12,000 12/7/18
Virtus Etf Advisers LLC 383,524 1.26 28,813 9/30/19
Van Eck Associates Corporation 293,678 0.97 18,416 9/30/19
UBS Financial Services, Inc. 281,888 0.93 -7,581 9/30/19
Advisors Asset Management, Inc. 243,917 0.80 2,442 9/30/19
BMO Capital Markets (US) 227,000 0.75 -- 9/30/19
Two Sigma Investments, LP 211,438 0.70 32,881 9/30/19
Arrowstreet Capital, Limited Partnership 181,991 0.60 -58,449 9/30/19
Morgan Stanley Smith Barney LLC 164,948 0.54 36 9/30/19

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 357,128 1.17 71,221 12/31/19
Virtus Private Credit Strategy ETF 340,558 1.12 -61,757 12/31/19
iShares Listed Private Equity UCITS ETF 160,710 0.53 9,500 12/31/19
DNB Private Equity 56,101 0.18 -- 11/30/19
SGI US Small Cap Equity Fund 39,495 0.13 1,500 9/30/19
Boston Partners Small Cap Value II Fund 35,138 0.12 623 8/31/19
Esperia Funds SICAV - Duemme Private Eq Strategies 10,000 0.03 -- 11/30/19
Invesco Wilshire Micro-Cap ETF 6,045 0.02 -863 1/31/19
Blackstone Alternative Multi-Strategy Fund 5,600 0.02 -700 9/30/19
Master Extended Market Index Series-Quantitative Master Series LLC 5,285 0.02 5,285 9/30/19

* Insider values reflect direct beneficial ownership.

Copyright Thomson Reuters Corporation

Copyright West LLC. Minimum 15 minutes delayed.