Ownership Profile

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 84 46.71 18.10 5,158,253
Mutual Fund 11 3.59 1.65 470,436
Insider 5 13.43 4.99 1,423,405

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 37 6.72 2.50 712,138
Sellers 29 -4.15 1.53 -437,519
Net -- 2.57 0.97 274,619

Concentration

Value ($MM) % O/S Shares
Total Inst. 46.71 18.10 5,158,253
Top 10 Inst. 32.28 12.67 3,611,028
Top 20 Inst. 40.28 15.66 4,465,037
Top 50 Inst. 46.12 17.87 5,092,803

Style

Holders Value ($MM) % Inst Shares Shares
Growth 14 5.64 2.13 606,179
Core Growth 11 3.70 1.37 389,841
Growth 3 1.94 0.76 216,338
Income 7 7.66 2.83 807,688
Income Value 5 4.00 1.48 422,910
Yield 2 3.66 1.35 384,778
Index 3 3.56 1.31 374,782
Other 22 10.87 4.02 1,144,872
Broker Dealer 11 4.03 1.49 424,891
GARP 3 1.25 0.46 131,520
Hedge Fund 8 5.58 2.06 588,461
Value 10 1.92 0.71 202,889
Core Value 8 1.29 0.48 136,794
Deep Value 2 0.63 0.23 66,095

Location: Global Region

Holders % O/S Shares Share Change
North America 69 11.38 3,243,922 381,247
Europe 6 1.04 296,143 14,731
Asia 1 0.01 2,962 -542

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Gladstone (David John) 1,196,124 4.20 26,405 11/13/18
Marcotte (Robert L) 385,879 1.35 22,000 12/7/18
Advisors Asset Management, Inc. 375,476 1.32 67,264 9/30/18
Two Sigma Investments, LP 301,962 1.06 13,500 9/30/18
Karpus Investment Management 274,050 0.96 274,050 9/30/17
UBS Financial Services, Inc. 273,730 0.96 -9,493 9/30/18
BMO Capital Markets (US) 260,000 0.91 15,000 9/30/18
Van Eck Associates Corporation 229,836 0.81 27,736 9/30/18
Morgan Stanley Wealth Management 158,351 0.56 -2,329 9/30/18
Arrowstreet Capital, Limited Partnership 155,620 0.55 155,620 9/30/18

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
VanEck Vectors BDC Income ETF 229,636 0.81 -1,107 12/31/18
iShares Listed Private Equity UCITS ETF 118,990 0.42 -7,619 12/31/18
DNB Private Equity 56,301 0.20 1,700 11/30/18
Boston Partners Small Cap Value II Fund 33,694 0.12 865 6/30/18
Esperia Funds SICAV Private Equity Strategies C 10,000 0.04 -- 11/30/18
Invesco Wilshire Micro-Cap ETF 6,890 0.02 -- 11/30/18
Blackstone Alternative Multi-Strategy Fund 6,600 0.02 200 3/31/18
Invesco Zacks Micro Cap ETF 5,272 0.02 5,272 12/31/18
Consultinvest Alto Dividendo 2,000 0.01 -- 9/30/18
John Hancock VIT - Tot. Stock Mrkt. Index 801 -- -- 12/31/18

* Insider values reflect direct beneficial ownership.

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